Series 24: Office Of Supervisory Jurisdiction

Taken from our Series 24 Online Guide

Office of Supervisory Jurisdiction

Each OSJ is required to designate at least one General Principal to be responsible for the supervision not only of the activities of the registered representatives and other principals in its own office but also in any branch office under its jurisdiction. Among the General Principal’s supervi

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Rima Mehta, PNC Investments, Charlotte, NC

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