Series 24: 2.6.6.2. Preservation Of Unusual Activity Reports

Taken from our Series 24 Online Guide

2.6.6.2. Preservation of Unusual Activity Reports

Every member firm and its associated persons must maintain and preserve in an easily accessible place all reports produced to review for unusual activity in customer accounts until 18 months after the date the report was generated.

SEC Rule 17a-4(e)(8)

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