Series 63: 3.1.7. Termination Of A Securities Registration

Taken from our Series 63 Online Guide

3.1.7. Termination of a Securities Registration

As previously mentioned, a securities registration is effective for one year from its effective date, and it cannot be withdrawn during that year-long period. After that period, it may be withdrawn only at the discretion of the state securities administrator.

The state securities administrator may deny, suspe

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