Series 65: 1.4.4.1 Auditor's Report

Taken from our Series 65 Online Guide

1.4.4.1 Auditor's Report

When a reporting company files the audited financial statements with its Form 10-K, it must include an auditor’s report indicating whether the auditor finds the financial statements to be accurate and fair. The auditor does not give an opinion on the merits of the company's finances. Instead, the auditor looks for two specific things when writing the opinion. First, do the statements conform to Generally Accepted Accounting Principles (GAAP)? Second, do the financial statements fairly represent the organizat

+ Read More

More Series 65 Info

What are people saying?

Create an Account

Since you're reading about Series 65: 1.4.4.1 Auditor's Report, you might also be interested in:

Series 3 - 5.3.6. Diagonal Calendar Spreads

Series 54 - 3.3.4. Pay-to-Play Recordkeeping Requirements

Series 65 - Right to Receive Dividends

Series 7 - 17.5.3.1 Segregation of Functions and Supervision

Series 14 - 3.3.1. Market on Close Order Entry Requirements

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I'm an auditory learner. Ordering the audio files was most helpful and I passed today with no worries.

Michael Freemire, Cambridge Advisors, Englewood, CO

I just passed my Series 65 exam yesterday!! Your study material was awesome! Unfortunately, they only provided pass/fail and no specific grade because I wanted to know how well I did. Thanks so much!

Cheryl Fluker, Members Advisory Group, Williamsville, NY

The Series 65 was a tough exam, but thanks to Solomon I passed at the first attempt. The Solomon Exam Prep Course covered every single aspect in detail. The material was not only important to pass the exam, but it is extremely helpful in the job as investment adviser representative.

Isabel Fliss CoreCap Advisors Southfield, MI

I loved using Solomon Exam Prep. I used Solomon for 1 month and passed my Series 65 exam. I had previously used Kaplan and failed the same exam. I feel as if Solomon provided significantly better Exam prep and technology in a more concise manner than any other system I have used. Thank you for such a great service.

Mackenzie Abbate Knights of Columbus Slidell, Louisiana

I passed the Series 65 today. Thanks so much. The Series 65 Exam Simulator and the iPhone app were my only study instruments. I didn't have any other study materials. Granted, I know that you encouraged me to not use the exam simulator as my sole source, but I found your practice tests to be more difficult than the actual exam. I had taken the series 65 in 1994, but it is a different test now. I received an 89%, finished 55 minutes early. I just took your exam simulator tests over and over. Funny thing, I was getting in the 75% range on your exams. Never broke 80%. Great apps! I really appreciate your generosity in extending my subscription to complete my prep. You are a good man. Thank you.

Daniel Q. Humphrey, Financial Guard, Pleasant Grove, Utah

I just passed the Series 65 exam – thanks, Jeremy! Your excellent and enjoyable book and challenging practice exams-and-quizzes were my only resources. This exam kicked my butt, but I was able to accomplish the only essential task – simply "to pass" – because of the thoroughness (and the plain English and occasional humor) of these two essential test prep materials. Here's my warning -- don't underestimate the difficulty of this exam! I highly recommend that fellow Series 65'ers keep taking the practice exams and quizzes until they can comfortably get a score of 80+ before scheduling their exam; you need to go into the exam room with the confidence that this crucial simulated test-taking experience will provide. I'm so grateful for your help!

Jeff Hartnett, Portland, OR