Series 3: 7.4.2.5. Filing Dates For Disclosure Document

Taken from our Series 3 Online Guide

7.4.2.5. Filing Dates for Disclosure Document

All information contained in the disclosure document must be current as of the date of the document, except for performance information, which must not be more than three months old as of the date the document is delivered. Nor may the disclosure document be used by the CPO after it has been in use for 12 months.

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I initially studied using a different exam prep course (The Securities Institute of America). I waited until I consistently passed the practice exams with a score over 90% before I took the actual exam and unfortunately I failed the exam on my first attempt. I discovered and purchased the Solomon Exam Prep and immediately noticed the studying material was more in depth. I waited until my practice exam score was consistently over 85% and I went to take the actual exam and passed. Thank you so much!! (Series 3)

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