Series 3: 7.3.4.1. Monthly Statements To Customers

Taken from our Series 3 Online Guide

7.3.4.1. Monthly Statements to Customers

By the close of the last business day of each month, each FCM must promptly furnish its customers with a written statement that shows the following for each commodity futures position:

The open contracts and the prices at which they were bought or sold

The net unrealized profits or losses in all open contracts marked to the market

Any futures customer funds carried with the FCM

For each commodity options position, the statement must show:

All options purchased, sold, exercised, or expi

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