Series 3: 7.3.3. Reporting Requirements

Taken from our Series 3 Online Guide

7.3.3. Reporting Requirements

To discourage price manipulation, the CFTC requires all reporting markets, as well as FCMs and other brokers in the futures and options markets, to file daily positions reports. A reporting market is any futures or options exchange, board of trade, swap execution facility, electronic trading facility, or clearinghouse.

Since you're reading about Series 3: 7.3.3. Reporting Requirements, you might also be interested in:

Solomon Exam Prep Study Materials for the Series 3
Please Enable Javascript
to view this content!