Series 3: 4.2.1.3. Options Settlement

Taken from our Series 3 Online Guide

4.2.1.3. Options Settlement

There are three ways in which an option contract can settle: it can be exercised, traded, or left to expire. If an option is in the money, an option buyer will at some point want to exercise the option or trade it. An option seller will prefer to see the option out of the money where it will be left to expire.

+ Read More

More Series 3 Info

What are people saying?

Create an Account

Since you're reading about Series 3: 4.2.1.3. Options Settlement, you might also be interested in:

Series 51 - Availability and Review of Official Statements (SEC Rule 15c2-12)

Series 65 - Definition of Investment Adviser Representative

Series 7 - 6.3. Unit Investment Trusts

Series 6 - 5.1.2.3. Bond Funds

Series 3 - 6.1.6.2.1.2. Open Market Trading Desk

Series 66 - 9.4.2. Loans to and from Clients

Series 24 - Restrictions on Member Compensation

Series 7 - 11.1.5 Content Standards

Series 14 - 2.6. Principal vs. Agency Transactions

Series 24 - Answers

Series 6 - 6.2.8.2. Annuitization Phase for a Non-Qualified Annuity

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I initially studied using a different exam prep course (The Securities Institute of America). I waited until I consistently passed the practice exams with a score over 90% before I took the actual exam and unfortunately I failed the exam on my first attempt. I discovered and purchased the Solomon Exam Prep and immediately noticed the studying material was more in depth. I waited until my practice exam score was consistently over 85% and I went to take the actual exam and passed. Thank you so much!! (Series 3)

Joshua Turner, J.D. Turner Capital, LLC, Baltimore, MD

Great service, practice questions and mock exams were the key to passing. (Series 3)

Darragh Lenihan, Global Commodities Holdings Limited. Singapore

I would heartily recommend Solomon for anyone studying for the Series 3. The materials are comprehensive, the bank of questions vast and the responsiveness to questions incredibly impressive and detailed. I passed first time and that in no small part is down to Solomon.

David Woolfenden Totem London

I successfully passed the series 66 test yesterday! I could honestly say it was one of the happiest days of my life! I want to personally thank the excellent staff at Solomon exam prep! They are so knowledgeable and when I asked questions, they always went over the top with explanations and even sometimes creating charts for me to break down the concept. I felt really well served by this group. If you are looking for a company to help you succeed, you have found it Within Solomon exam prep team!

Shirley Antonini. Schuylkill Haven, PA

I just passed my Series 26, Principal license. Thank you Solomon, the content was great and the exam simulator was the perfect tool to get this passed!

Greg Fierle, American Fidelity. Springboro, OH

Feels so good to have passed! (Series 7) It was about as challenging as I thought it would be and I'm glad the study material prepared me for understanding the concepts, and not just memorizing terms and formulas. Only changed two of the 15 answers for questions I flagged for review and finished it with more than 90 minutes to spare. The relief I felt upon seeing "Pass" was awesome!
Used Solomon materials for both the SIE and S7. So grateful to these materials for helping me achieve a passing score on my first attempts of both exams. The study guide and videos were thorough, comprehensive and easy to follow. I found the pie charts extremely useful in helping me identify areas where I needed more study, and was grateful for the Pass Probability feature in giving me a bit of extra confidence before sitting for the exam. I would absolutely recommend all of their materials to anyone taking this journey.

Andrew Nerys, Square Inc. San Francisco, CA