Series 14: 2.3.3. Executing Orders On The Exchange

Taken from our Series 14 Online Guide

2.3.3. Executing Orders on the Exchange

Once an order reaches the firm’s floor booth, it is phoned over to one of its floor brokers. The floor broker may carry it to the trading post where that particular stock is traded. NYSE has 17 of them, but each stock is traded at only one location. If they are particularly busy, floor brokers may dish the order off to an in

+ Read More

More Series 14 Info

What are people saying?

Create an Account

Since you're reading about Series 14: 2.3.3. Executing Orders On The Exchange, you might also be interested in:

Series 52 - 8.4.2.4.3. Soliciting and Coordinating Contributions

Series 65 - People and Entities Excluded from Investment Adviser Definition

Series 22 - 1.2.1. Quasi-Pass-Through Entities

Series 54 - Chapter Two

Series 24 - 5.6.1.2. Order Entry Firms

Series 27 - Qualifications

Series 65 - Government-Sponsored Enterprises (GSEs)

Series 51 - Exercise

Series 6 - 4.1.1.2.9. Right to Sue for Wrongful Acts

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I would like to say a big thank you to Solomon for helping me pass my Series 14 exam. I took this exam the first time and missed passing by few marks. I was really sad and discouraged so reached out to Jeremy Solomon and he really took the time to talk to me and provide his guidance and advice. He also provided me with additional resources immediately to help with my second attempt. I recently passed this exam. Their study material is easy to understand and the Online Exam Simulator also has a lot of questions chapter-wise which were very helpful. Their customer service has been amazing and very responsive. Thank you Solomon. I will definitely recommend Solomon for anyone planning to take this exam.

Rachna Shah, CBRE. Beverly Hills, CA

I just passed the Series 66 exam and found that the Solomon Exam Prep materials are the way to go when preparing for this exam. The advice given from the get-go is spot on; if you think you can cram for this course, forget it. Use the materials as advised and you'll do well. The format of the practice exams closely simulate the way the questions are presented on the test itself. I had 2 prep materials, Solomon's and another and I honestly believe Solomon's was the one that helped the most.

Julio Revuelta, Wealth Management Firm, Miami, FL

I passed first try on the SIE. Thanks to Solomon! The exam simulator is super helpful for prepping for test day.

William Windham, Solebury. Brooklyn, NY

The support behind Solomon Exam Prep is like no other. I lean heavily on a few people there and they always come through for me every time! Passed my 6 last Friday. Heading into my 63. I highly recommend Solomon Exam Prep!

Andee McNabb, Allstate, North Plains, OR

After multiple failed attempts at the Series 6, I felt somewhat defeated. I reached out to Solomon for guidance and I was more than impressed with the response I received. The study material was outstanding and the program structure is truly designed to help you pass! Jeremy Solomon was truly my biggest fan and I can't thank him enough for his help! Solomon is by far the best company out there for test preparation; don't waste any more money on the others this is all you will need to pass!

Tory Hamlin, Agency Owner, Jacksonville, FL

Just finished the Series 82 in just over an hour. Got an 86%. Your preparation and support was instrumental!! Thanks SO MUCH!!!

Ariel Shlien, Montreal, Canada