Series 51: 3.6.6 Rule G-6—Qualification Is Contingent On Meeting FINRA’s Fidelity Bonding Requirements

Taken from our Series 51 Online Guide

3.6.6 Rule G-6—Qualification is Contingent on Meeting FINRA’s Fidelity Bonding Requirements

Broker-dealers will not be MSRB qualified unless they have acquired insurance protection against fraudulent activities by the broker-dealer’s employees that meets FINRA’s fidelity bonding requirements.

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I am still so giddy that I passed my Series 7 on 1/31. I truly cannot believe it. I took the 7 three times in 2019 utilizing Kaplan study materials and didn't feel good going into the tests any of the times. So shockingly I failed all three times by a lot. My highest score was a 68%. I used Solomon for my 51 in September (passed on the first try) so I thought I could try it for my 7 even though it is the hardest securities test I have taken. I felt so good going into the testing center and I passed!!! I am so grateful to have found your materials. They have been incredibly helpful and I am able to understand all the material covered in the books. I still am in shock that I passed. Now off to the 24!

Briana Turner, Cambridge Investment Research. Virginia Beach, VA

Using Solomon was very helpful. The exam simulator tests were great, but I should have spent a little more time re-reading the chapters. Passed (Series 51) on my first try.

Kelli Lanino, Raymond James Financial Riverhead, NY

I loved the online testing for the Series 51! I felt like the questions were trickier so it really prepared me for the real exam.

Katrina Jackson, Cambridge Investment Research, Fairfield, IA

Solomon's materials were far superior to some of the competitors.

Michael

Thank you so much for the easy reading! I passed the 51 on my first attempt!!

Amber Carrick, Keystone Financial Management, Bath, PA