Series 14: 4.3.2.4. Margin Account Deposits

Taken from our Series 14 Online Guide

4.3.2.4. Margin Account Deposits

If a customer deposits cash or cash dividends into a margin account, the debit balance is reduced by that amount and the equity increased by that same amount. The SMA also increases dollar for dollar by the amount entered.

+ Read More

More Series 14 Info

What are people saying?

Create an Account

Since you're reading about Series 14: 4.3.2.4. Margin Account Deposits, you might also be interested in:

Series 24 - Subordination Agreements

Series 79 - Conflicts of Interest

Series 3 - 7.3.5.4. Net Capital Requirement: Independent IBs

Series 7 - 3.3.1. Authorizing the Bonds

Series 50 - Introductory Section

Series 66 - 8.1.4.1. Prospectus Delivery Requirements

Series 7 - 6.1.4.5 Mutual Funds and Public Communications

Series 27 - Customer Statements

Series 24 - Sanctions Against Broker-Dealers

Series 24 - Unlawful Representations

Series 51 - Customer Information

Series 63 - Exercise

Series 63 - Termination of an Agent’s Registration

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I would like to say a big thank you to Solomon for helping me pass my Series 14 exam. I took this exam the first time and missed passing by few marks. I was really sad and discouraged so reached out to Jeremy Solomon and he really took the time to talk to me and provide his guidance and advice. He also provided me with additional resources immediately to help with my second attempt. I recently passed this exam. Their study material is easy to understand and the Online Exam Simulator also has a lot of questions chapter-wise which were very helpful. Their customer service has been amazing and very responsive. Thank you Solomon. I will definitely recommend Solomon for anyone planning to take this exam.

Rachna Shah, CBRE. Beverly Hills, CA

I loved the online testing for the Series 51! I felt like the questions were trickier so it really prepared me for the real exam.

Katrina Jackson, Cambridge Investment Research, Fairfield, IA

Just finished the Series 82 in just over an hour. Got an 86%. Your preparation and support was instrumental!! Thanks SO MUCH!!!

Ariel Shlien, Montreal, Canada

The Solomon Exam Prep Series helped me pass the Series 6 the first time. I used the 4 week time frame and it helped keep me on track to get the test completed when I wanted. I even received a phone call from Jeremy Solomon, the president of the company. He gave me pointers on how to study and prepare for the exam. I was also able to submit questions and get answers almost immediately. Thanks again.

Cathy Roeber, WoodmenLife, West Point, NE

The Solomon Exam Prep helped me pass the Series 7. The material is precise to the questions in the exam. The people at Solomon provided great assistance and communication.

June Cusack, Philadelphia, PA

I was very impressed with all elements of Solomon's Series 24 offerings. Solomon provided an incredibly organized system for me to utilize, which kept me "on point" and focused. I felt good confidence going into the test because of the structured system that Solomon developed. I would certainly recommend Solomon to anyone that is taking the Series 24.

William Bundy, Bundy Group. Charlotte, NC