Series 14: 4.1.8.2. Temporary Subordination Agreements

Taken from our Series 14 Online Guide

4.1.8.2. Temporary Subordination Agreements

Temporary subordination agreements are agreements that last for no more than 45 days. These agreements are often used to meet short-term financial obligations. A firm may engage in no more than three temporary subordination agreements e

+ Read More

More Series 14 Info

What are people saying?

Create an Account

Since you're reading about Series 14: 4.1.8.2. Temporary Subordination Agreements, you might also be interested in:

Series 65 - Low-Risk DPPs

Series 82 - 1.1.1.3. Public Offerings Exempt from Registration: Regulation A Small Business Offerings

Series 54 - 3.1.3. Municipal Advisors Must be Qualified

Series 66 - Call Provisions

Series 24 - Exemptions for Off-Shore Transactions: Regulation S

Series 54 - Form G-37 Quarterly Reports

Series 22 - Corporate Resolutions

Series 14 - Chapter 6

Series 24 - 4.1.5.3. SEC Registration Forms

Series 24 - The Price Increases

Series 79 - Dow Jones Industrial Average

Series 63 - Chapter 8

Series 24 - State Registration

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I would like to say a big thank you to Solomon for helping me pass my Series 14 exam. I took this exam the first time and missed passing by few marks. I was really sad and discouraged so reached out to Jeremy Solomon and he really took the time to talk to me and provide his guidance and advice. He also provided me with additional resources immediately to help with my second attempt. I recently passed this exam. Their study material is easy to understand and the Online Exam Simulator also has a lot of questions chapter-wise which were very helpful. Their customer service has been amazing and very responsive. Thank you Solomon. I will definitely recommend Solomon for anyone planning to take this exam.

Rachna Shah, CBRE. Beverly Hills, CA

I passed the Series 63 after using the study materials from Solomon. The practice exam and quizzes were the most amount of help. How the questions are asked really makes a difference. It gets your mind ready for how the exam will phrase the questions. Highly recommend this to anyone taking the Series 6 and/or 63. Great material! Will be returning for the Series 7 in the future.

Joseph DeLoach, WoodmenLife, Eatonton, GA

I would definitely recommend Solomon study materials. "Ask the Professor" was a great tool, and Karen answered my questions faster than I could keep up! I was easily able to pass the Series 79 sticking to Solomon's 6 week study program.

Julie B, Vancouver, BC Canada

The Solomon Prep Course for Series 79 was great! I studied for 12 days, read through the outline and took 15 of the 1/2 exams and a few quizzes, and scored an 82. Thanks very much - I highly recommend Solomon Exam Prep!

Randy Conone, Hudson Capital Advisors, Santa Monica, CA

My sincere thanks and appreciation to the team at Solomon. I've used your materials to pass the SIE and Series 6, both on the first try, and today with your help, I have passed the Series 26 exam on the first try as well! Thank you for the excellent materials and assistance!

Kristina Ribali, MWA Financial Services. Ave Maria, FL

Great preparation for a first-time-go on my SIE exam! Used the audio book for my commutes, and the presentation was good addition to back up the book. I leveraged the exam simulator which was priceless in making me feel like I was prepared for the exam. And, once I got into the test, I was prepared enough that I wondered if the real exam was going to get more difficult at the end...? I felt confident and well-prepared. Will be ordering the top-off shortly! Thanks for a great product and outstanding support!

Jeff Hughes, Cambridge Investment Research. Fairfield, IA