Series 26: Numbered Accounts

Taken from our Series 26 Online Guide

Numbered Accounts

A numbered account is an account in which only a number or a symbol instead of a name is used to identify the account. A numbered account is used when clients wish to preserve their anonymity; however, account holders are still required to register by filling out a client form attesting to ownership of the account.

FINRA Rule 3250

Since you're reading about Series 26: Numbered Accounts, you might also be interested in:

Solomon Exam Prep Study Materials for the Series 26
Please Enable Javascript
to view this content!