Series 7: 3.6.6. Rule G-6—Qualification Is Contingent On Meeting FINRA’s Fidelity Bonding Requirements

Taken from our Series 7 Online Guide

3.6.6. Rule G-6—Qualification Is Contingent on Meeting FINRA’s Fidelity Bonding Requirements

Broker-dealers will not be MSRB qualified unless they have acquired insurance protection against fraudulent activities by the broker-dealer’s employees that meets FINRA’s fidelity bonding requirements.

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