Series 26: Blue Sky Laws And Investment Company Registration

Taken from our Series 26 Online Guide

Blue Sky Laws and Investment Company Registration

A blue sky law is a state law that regulates the offering and sale of securities within a state. Blue sky laws protect that state against securities fraud. Until 1996 investment company securities were subject to regulation by any state in which they sold securities. Many states required investment companies to register their securities, bu

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I used Solomon to study for the 26 and most recently the 24. The material is layered in way that makes it manageable to digest and the instructor response time and explanations are outstanding. I passed both on the first attempt!

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Peter Cisick, O.N. Equity Sales Co. Collegeville, PA

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