Series 63: 5.7.8 Outside Business Activities

Taken from our Series 63 Online Guide

5.7.8 Outside Business Activities

Under FINRA rules, an agent who wishes to engage in outside business activities (activities that are outside of her employment with her broker-dealer) for compensation must give prior

+ Read More

More Series 63 Info

What are people saying?

Create an Account

Since you're reading about Series 63: 5.7.8 Outside Business Activities, you might also be interested in:

Series 52 - 7.4.2. Policy Tools of the Federal Reserve Board

Series 54 - Municipal Advisor as Financial Advisor

Series 79 - Chapter 11 Practice Question Answers

Series 65 - 6.1.1.1.2.3. Commissions and Fees

Series 50 - Bank Exemption

Series 51 - Chapter One

Series 66 - 1.3.1. Systematic and Unsystematic Risk

Series 7 - 4.8 Wash Sale Rules

Series 65 - Steps in a Typical Securities Trade

Series 53 - Formulating the Bid

Series 24 - Chief Compliance Officer and Compliance Certification

Series 66 - 6.5. Types of Orders

Series 53 - Heightened Supervision

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I passed the 63 and 65 the practice questions are much more difficult than the actual exam. I would recommend this program to anyone who needs to be challenged and wants to pass the first time out.

David Lewis, Northwestern Mutual, New York, NY

I have used Solomon exam prep for the 6/63 and was able to pass on the first try. Now I’m taking the 65 and hope to do the same. I’ve used other recommended exam prep courses and came back to Solomon for the 65 because of ease of use. I would recommend Solomon to anyone that is in need of a securities exam. All the content is laid out in an easy to follow way.

Antonio Mendoza, State Farm. Santa Maria , CA.

Your study guides and exam simulator are great tools. I passed the Series 63 exam with an 80%.

Gregory Parker

I love Solomon Exam Prep. The combination of studying the online test questions, textbook, and online live video course helped me get a 90% on both the Series 6 and 63 the first time! The staff is friendly and my online instructor was phenomenal! I will definitely use Solomon again when I prepare for the 65 and recommend them to everyone!

Hunter Lowe Lappen, Easton, MD

I have passed the Series 6, 63, and 26 on my first tries, all with the excellent training offered by Solomon. I'll never use another platform for my material.

Jodee Hempel, Woodmen Financial Services. Omaha, NE

I took the 6 and 63. I passed the 6 with a 90% and the 63 with an 87%. I used the test simulator for both and it was a tremendous help. I was actually studying using a different book and I wasn't getting enough info. The Test Simulator was key. It threw the questions at me in a different way which was similar to the actual test. I don't think I would have passed without it. THANKS!

Idette Campos, Licensed Personal Banker & Small Business Specialist, JP Morgan Chase, Chula Vista, CA