Series 26: Purchases On Margin

Taken from our Series 26 Online Guide

Purchases on Margin

The Investment Company Act prohibits registered investment companies from purchasing any securities on margin. It also prohibits the short sale of securities by investment companies except in connection with an underwriting.

Investment Company Act Section 12(a)(1)

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Since you're reading about Series 26: Purchases On Margin, you might also be interested in:

SIE - 5.1.1.2.2. Business Risk

Series 66 - Registration of Investment Adviser Representatives

Series 50 - Taxing Discount Bonds

Series 24 - Chapter Three

Series 65 - 8.8.4 Post-Registration Requirements

Series 7 - 15.4. Combined Positions in Margin Accounts

Series 63 - 1.3.1.1 Investment Adviser Representative Registration

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