Series 27: Organization And Purpose Of SIPC

Taken from our Series 27 Online Guide

Organization and Purpose of SIPC

The Securities Investor Protection Corporation is not a government agency but a membership-owned, nonprofit corporation, whose membership consists of virtually every brokerage firm registered with the SEC. Exempt broker-dealers include firms that exclusively sell mutual funds, variable annuities, U.S. securities, or investment advice, and firms who

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Last August 2020 I passed the Series 28 on the first try using your materials. I just wanted to drop in and let you know I passed the Series 27 exam today!! I am so happy today as I took the test in Jan of this year and missed it by 3 points. I switched up my focus and really zoned in the most heavily weighted chapters. This is by far the hardest exam I have taken. Thank you Solomon for your excellent study materials. I'll be back when I pass the next one ;)

Nikita Brown, BMI. Atlanta, GA

I passed my 27 and I can't thank you enough for the preparation materials, most importantly the Final Exams. I studied for weeks for this test and buckled down the last two weeks of 6 hour study days. It's a great feeling and I couldn't have done it without you!!!

Amanda Whitney, Great Nation Investment Corporation, Amarillo, TX

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Brook Langston, Everspire. Salt Lake City, UT

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