Series 27: Organization And Purpose Of SIPC

Taken from our Series 27 Online Guide

Organization and Purpose of SIPC

The Securities Investor Protection Corporation is not a government agency but a membership-owned, nonprofit corporation, whose membership consists of virtually every brokerage firm registered with the SEC. Exempt broker-dealers include firms that exclusively sell mutual funds, variable annuities, U.S. securities, or investment advice, and firms who

+ Read More

More Series 27 Info

What are people saying?

Create an Account

Since you're reading about Series 27: Organization And Purpose Of SIPC, you might also be interested in:

Series 66 - Exercise

Series 24 - 5.8.7.2.3. Adjustments to Open Quotes on the Ex-Date

Series 65 - Estate Plans: Trusts vs. Wills

Series 65 - 2.11.1 Treasury Bills

Series 14 - 9.1.3.1. Approval and Recordkeeping

Series 79 - Other Offering Documents

Series 26 - Mutual Fund Brokers

Series 7 - 12.7.2 Small Issues: Regulation A

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

Last August 2020 I passed the Series 28 on the first try using your materials. I just wanted to drop in and let you know I passed the Series 27 exam today!! I am so happy today as I took the test in Jan of this year and missed it by 3 points. I switched up my focus and really zoned in the most heavily weighted chapters. This is by far the hardest exam I have taken. Thank you Solomon for your excellent study materials. I'll be back when I pass the next one ;)

Nikita Brown, BMI. Atlanta, GA

I passed my 27 and I can't thank you enough for the preparation materials, most importantly the Final Exams. I studied for weeks for this test and buckled down the last two weeks of 6 hour study days. It's a great feeling and I couldn't have done it without you!!!

Amanda Whitney, Great Nation Investment Corporation, Amarillo, TX

The Solomon Exam Prep Series helped me pass the Series 6 the first time. I used the 4 week time frame and it helped keep me on track to get the test completed when I wanted. I even received a phone call from Jeremy Solomon, the president of the company. He gave me pointers on how to study and prepare for the exam. I was also able to submit questions and get answers almost immediately. Thanks again.

Cathy Roeber, WoodmenLife, West Point, NE

Thank you guys for the outstanding prep materials. I took the Series 79 and 63 in the same week and passed both the first time with great scores. I could not have been better prepared. Your exam simulator is especially awesome! Nothing on either exam surprised after.

Richard Walters, Virginia Beach, VA

Thanks! I just passed my series 26 exam! Your material really helped!

Kevin Chambers

I began the process of studying for the Series 65 in October of 2013. I studied with two other exam prep companies. The result, a 70% each time.

Then, I bought Solomon’s Exam Prep 65. As I did with the other two, I went step by step, and when it said I was ready I sat for the exam! Boom! 80%, passing all four sections at once! So if you’re surfing the internet right now wondering who to go with….STOP….Solomon’s is the right choice for today’s professional to get the licensing you need done the first time, not the third!

Shad Johnson, The Mueller Companies, Canon City, CO