Series 22: 6.6.2.1. Settlement Offers

Taken from our Series 22 Top-off Online Guide

6.6.2.1. Settlement Offers

A respondent who admits to a violation may make a settlement offer at any time before or during the hearing. The offer must be in writing and it must contain the following:

a statement of the statutory or rules provisions alleged to have been violated

a description of the specific events or practices that constitute the alleged violation

a consent to the findings of fact and violations as stated in the complaint (

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