Series 22: Manipulative, Deceptive, Or Other Fraudulent Devices

Taken from our Series 22 Top-off Online Guide

Manipulative, Deceptive, or Other Fraudulent Devices

Member firms are forbidden to engage in any transaction or encourage the purchase or sale of any security by means of manipulative, deceptive, or other fraudulent devices. This broad prohibition

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Recently passed the FINRA Series 22 Exam. Though the exam is short, the material is obscure and not what you deal with every day in the industry. Solomon did a great job of putting together material and providing a deep understanding. After about 6 weeks of studying and taking 2 practice exams a day, I passed the exam on the first try! Thanks for putting together a robust training product.

Eric Stroehle, Steelwater Wealth Management. Oakville, CT

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