Series 27: Verification By Principal

Taken from our Series 27 Online Guide

Verification by Principal

Before signing a Form U4 for submission, a principal must verify the applicant’s employment for the prior three years and attest to the character and reputation of the applicant.

+ Read More

More Series 27 Info

What are people saying?

Create an Account

Since you're reading about Series 27: Verification By Principal, you might also be interested in:

Series 6 - 6.1. Fixed Annuities

Series 50 - Principal Requirements

Series 53 - 6.3.3.2. Six-Year Minimum Requirement

Series 26 - Bank Secrecy Act (1970)

Series 24 - 5.10. SEC Display and Disclosure Rules: Regulation NMS

Series 24 - 3.6.9.4.1. Sales Literature Deemed Misleading

Series 63 - 5.7.12.4 Duty of Best Execution

Series 66 - Qualified Plans for Small Businesses

Series 65 - Example of Balance Sheet and Income Statement

Series 54 - Customer Complaint Recordkeeping Requirements

Series 52 - 8.2.3.3. Continuing Education Requirements

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I passed my 27 and I can't thank you enough for the preparation materials, most importantly the Final Exams. I studied for weeks for this test and buckled down the last two weeks of 6 hour study days. It's a great feeling and I couldn't have done it without you!!!

Amanda Whitney, Great Nation Investment Corporation, Amarillo, TX

Last August 2020 I passed the Series 28 on the first try using your materials. I just wanted to drop in and let you know I passed the Series 27 exam today!! I am so happy today as I took the test in Jan of this year and missed it by 3 points. I switched up my focus and really zoned in the most heavily weighted chapters. This is by far the hardest exam I have taken. Thank you Solomon for your excellent study materials. I'll be back when I pass the next one ;)

Nikita Brown, BMI. Atlanta, GA

I loved the online testing for the Series 51! I felt like the questions were trickier so it really prepared me for the real exam.

Katrina Jackson, Cambridge Investment Research, Fairfield, IA

Studying for the 24 was not easy. I felt Solomon's course materials and online portal prepared me well for passing the exam in the first try. The study material was NOT overwhelmingly thrown together and I found the study program to be manageable and focused. Got me through the study period of about 4-5 weeks. I would recommend Solomon over the other courses.

Ajay A, CT, Series 24

Passed the 65 with an 80% and the 6 with an 87%. Passed both of them on the first try. I give the credit to Solomon. I've had a lot of my friends try other vendors but they were glad to take my advice and switch to Solomon. This course helps you understand the concepts so you can think out the uniquely crafted questions the actual tests ask. Thanks so much.

Gerald Barnes, Client One, Peoria, AZ

I PASSED. A big thank you to Solomon Exam Prep for breaking down the material for the Series 65 exam into understandable information. I started my exam prep journey with another provider and their material was simply too wordy and full of unnecessary information. I switched to Solomon Exam Prep and the material was easy to follow and I PASSED. Thanks so much for being there for me.

Tammy Gladstone, State Farm Insurance, California, MD