Series 24: 3.2.5.2. Investment Adviser Accounts

Taken from our Series 24 Online Guide

3.2.5.2. Investment Adviser Accounts

An investment adviser is a person or entity that advises people on their investments for a fee. Investment advisers often open accounts at broker-dealers to buy and sell securities for a client. Investment advisers are considered fiduciaries and must therefore put the

+ Read More

More Series 24 Info

What are people saying?

Create an Account

Since you're reading about Series 24: 3.2.5.2. Investment Adviser Accounts, you might also be interested in:

Series 66 - 8.1.2.5.1. Notice Filing for Crowdfunding Offerings

Series 24 - SEC Rule 612 – Minimum Price Increments (The Sub-Penny Pricing Rule)

SIE - 1.4. Preferred Stock

Series 53 - 6.2.1. Confirmation and Matching

Series 66 - Exercise

Series 7 - 9.4.1.5.2.1. Interest Coverage Ratio

Series 24 - Rule 15g-6– Account Statements

Series 50 - Bond Rating Services

Series 50 - Unique Features of Municipal Bonds

Series 14 - 4.1.1.4. Non-Allowable Assets

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

Passed the 24 today ... fun test.. You have a great product. The material was easy to follow and the practice tests were very, very helpful. Thank you.

Danny Klingler, Kestra Financial, Austin, Texas

I took another vendors 24 course but it did not compare to how Solomon Exam Prep for Series 24 prepared me. The material and practice exams, especially the timed exams, were broken up by sections, similar to the FINRA Exam. This really helped in allowing me to understand which section(s) I needed to spend more time on/hit harder. Thank you Solomon!!!

Jim Ruckman, Mass Mutual

Recently passed the Series 24 Exam. I owe it to the Solomon Exam Prep series. The format of study and testing preparation was easy to follow and comprehend. I had taken the exam before and used study material through a different provider. It did not give me the sense of readiness in the "connection of the dots" and time-management like the Solomon series did. Such a relief to see the word PASS.

Hope Brackin, Cambridge Investment Research, Inc., Auburn, AL

I really liked the Solomon study materials. They did a really nice job of explaining the material in plain language. I have a really long commute and the audio books came in really handy!! I would recommend the Solomon study materials!

Jessie Urban, Securities America Inc, LaVista, NE

I originally started studying for the series 24 with Test Teachers... After being frustrated with confusing material, out of date information, contradicting questions/answer/study guides, I bought Solomon's practice exams... After one test, two things became clear: I was grossly unprepared for the exam The material, though difficult, didn't have to be taught in such a confusing manner.I passed the 24 on the fist time because of the quality of the practice exams from Solomon. Thank you! Putting it another way...If you are using anyone else to study, you owe it to yourself and your efforts to buy the practice exams from Solomon to get a true judge of your studying efforts.

Will, Bainbridge Island, WA

I just passed the series 24! It is, by far, the hardest test that I have ever taken. I had failed it 4 times using other study materials. I have never felt more defeated! Solomon Exam Prep is the best! I took over 154 practice tests...without seeing the same question twice. I was able to finally grasp the material and passed! My only regret is that I did not use the Solomon Exam Prep on my first attempt!

Bill Harpe, Capital Choice. Greensboro, GA