Series 27: General Ledger

Taken from our Series 27 Online Guide

General Ledger

The SEC requires securities firms to keep a general ledger that reflects all of the firm’s assets and liabilities, income and expenses, and capital accounts. In addition, it requires subsidiary ledgers for these specific accounts.

General ledgers should be posted as frequently as activity warrants but not less than monthly.

+ Read More

More Series 27 Info

What are people saying?

Create an Account

Since you're reading about Series 27: General Ledger, you might also be interested in:

Series 7 - 1.3.5.2. Participating Preferred Stock

Series 79 - Exercise

Series 53 - Chapter 5: Trading Municipal Bonds

Series 6 - 7.4.1.5.4. Profit Margins

Series 14 - 6.1.8.4. Breach of Duty of Trust or Confidence: Rule 10b5-2

Series 51 - When-Issued Securities

Series 26 - Management Company Rules

Series 51 - Regulation of Political Contributions (“Pay to Play” Rule)

Series 82 - Transfer of Preferred Stock

Series 24 - Types of Issuers

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I passed my 27 and I can't thank you enough for the preparation materials, most importantly the Final Exams. I studied for weeks for this test and buckled down the last two weeks of 6 hour study days. It's a great feeling and I couldn't have done it without you!!!

Amanda Whitney, Great Nation Investment Corporation, Amarillo, TX

Last August 2020 I passed the Series 28 on the first try using your materials. I just wanted to drop in and let you know I passed the Series 27 exam today!! I am so happy today as I took the test in Jan of this year and missed it by 3 points. I switched up my focus and really zoned in the most heavily weighted chapters. This is by far the hardest exam I have taken. Thank you Solomon for your excellent study materials. I'll be back when I pass the next one ;)

Nikita Brown, BMI. Atlanta, GA

I was very impressed with all elements of Solomon's Series 24 offerings. Solomon provided an incredibly organized system for me to utilize, which kept me "on point" and focused. I felt good confidence going into the test because of the structured system that Solomon developed. I would certainly recommend Solomon to anyone that is taking the Series 24.

William Bundy, Bundy Group. Charlotte, NC

I passed the Series 65 this afternoon! Your online test simulation was terrific. Thanks so much!

David G., San Francisco, CA

I passed the Securities Industry Essential (SIE) exam on my first try. Now, I am studying for the next license exam, the top off exam, Series 7. Thank you Solomon Exam Prep. I am glad I bought the 1) SIE Video Premium Study Package, 2) SIE Flashcards, and, especially, 3) the hard copy. I will probably buy the same for Series 63, 7 and probably no more than two more over the next three years.

Stephen Campbell, Plano, TX

What a relief. I didn't get a chance to study that much, but your online sample questions were spot on and the reason why I passed [the Series 79].

Andrew Y., Pacific Palisades, CA