Series 24: 2.1.6.4. Dual Member

Taken from our Series 24 Online Guide

2.1.6.4.  Dual Member

Any member firm that is also a member of the New York Stock Exchange and is in compliance with similar supervisory requirements of the exchange shall be deemed to be in compliance with FINRA’s supervisory controls.

Since you're reading about Series 24: 2.1.6.4. Dual Member, you might also be interested in:

Solomon Exam Prep Study Materials for the Series 24
Please Enable Javascript
to view this content!