9.3.6.1 Front Running
Broker-dealers and agents are always expected to try to provide a price for a purchase or sale that is as close as possible to the current market price. Substantially under- or over-pricing a security, especially wh
Broker-dealers and agents are always expected to try to provide a price for a purchase or sale that is as close as possible to the current market price. Substantially under- or over-pricing a security, especially wh