Series 66: 8.1.7 Exemptions To Issuer And Security Registration

Taken from our Series 66 Online Guide

8.1.7 Exemptions to Issuer and Security Registration

When it comes to exemptions to registration requirements for securities and issuers, the Uniform Securities Act continues to be as much about the exemptions from the rules as the rules themselves. Sometimes even the exemptions h

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I passed the Series 66 with an 82 after just a few weeks of serious studying, thanks to the Solomon Exam Simulator and study calendar! I would (and do) recommend Solomon Exam Prep to everyone!

Janie Richards, Kestra Financial, Austin, Texas

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Colleen Shelly, PNC Investments, Cleveland, OH

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