Series 66: 8.1.2.3.2.1 Special Subscription Form

Taken from our Series 66 Online Guide

8.1.2.3.2.1  Special Subscription Form

The administrator may require that securities registered by qualification or coordination be sold using a specific form called a subscription or sale contract form. The administrator may also require that a signed form of each contract be filed and retained for up to three years.

Since you're reading about Series 66: 8.1.2.3.2.1 Special Subscription Form, you might also be interested in:

Solomon Exam Prep Study Materials for the Series 66
Please Enable Javascript
to view this content!