Series 66: 4.2.4.4 Current Investments

Taken from our Series 66 Online Guide

4.2.4.4  Current Investments

Looking at the categories on a client’s personal balance sheet is not enough, though. An adviser needs to know the breakdown of what a client owns and where his money is invested, even if those investments are not currently managed by you or your

Since you're reading about Series 66: 4.2.4.4 Current Investments, you might also be interested in:

Solomon Exam Prep Study Materials for the Series 66
Please Enable Javascript
to view this content!