Series 65: 4.1.7.4.2 Liquidation/Trade

Taken from our Series 65 Online Guide

4.1.7.4.2 Liquidation/Trade

When you close a position by purchasing an offsetting contract, you are said to be liquidating the contract. Of course you cannot buy a contract if there is no one on the other end to sell it. You need a viable market

+ Read More

More Series 65 Info

What are people saying?

Create an Account

Since you're reading about Series 65: 4.1.7.4.2 Liquidation/Trade, you might also be interested in:

Series 65 - Traditional IRAs

Series 6 - 5.2.3. Distributions

Series 65 - Exercise

Series 65 - Investment Company Communications

Series 24 - Business Plan

Series 50 - Exercise

Series 3 - 7.5. Regulation of Commodity Trading Advisors

Series 50 - Bond Points and Basis Points

Series 24 - C Corporations

Series 65 - 7.3.16.2. Tax-Equivalent or Corporate Equivalent Yield

Series 50 - Cost of Issuance of Private Activity Bonds

Series 6 - 5.1.4.4. Mutual Fund Prospectus Rules

Series 50 - Lifetime Requirement

Series 52 - 3.6.39 Rule G-40—Electronic Mail Contacts with the MSRB

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

Thank you Solomon! I passed the Series 65 today on the 1st attempt. Same result as on the Series 63 I passed last year. The Solomon video lectures and exam simulator was awesome. It not only helped pass the test but helped me really understand all the material.

Gary Kilanowski. Scottsdale, AZ

I want to thank Solomon Prep for helping me to pass the Series 65.

Nelson Coleman, Saint Louis, MO

I could not be happier with Solomon Exam Prep and I am so glad I found it. I had taken this test prior and wasn't able to pass. After utilizing the Total Study Package for the Series 65, including the book, audiobook, summary videos and practice tests, I felt very confident clicking the submit button at the end of the test. I would highly recommend Solomon Exam Prep to pass your upcoming test.

Dane Urista, Vincent Asset Management, Eden Prairie, MN

At Phillips & Co., my job was to hire entry level applicants who could successfully pass the Series 65 and Series 7 examinations in three months and do it the FIRST TIME. After trying Kaplan/Dearborn, STC, and even the Series 7 for Dummies, 85% of our applicants were still having a hard time passing.

One day while expressing my frustration to a colleague, he recommended I look up First Books' Exam Prep. I could tell immediately that this was a unique approach worth the investment. Since we implemented Exam Prep with new recruits our pass rate shot up to well over 90%.

If you or your employees want to pass your exam the first time without falling asleep while studying, I highly recommend you give their training program a try!

Kary Youman, Phillips & Co. Portland, Oregon

Just wanted to let all of you know that I passed the 65 on 4/19/10. I got a 76%! Not the highest score, but good enough!!! Thank you so much for all your help. Your study materials (book, audio, and exam simulator) were instrumental in my passing this test the first time! I'll be sure to let any future test takers in my office know about your products! Thanks again!

Sandy Widmer, BGR Financial Group LLC, Tucson, AZ

I used Solomon to prep for my Series 65 exam. I was extremely impressed with how prepared I was for the actual exam! After reviewing the chapter material and taking 7-10 quizzes for each chapter, I was scoring around a 75 average on the practice exams, I wasn't sure that would be enough to pass. However, on exam day I felt extremely confident with the material, and I passed the 65 on my first attempt with about 45 minutes to spare. Extremely satisfied with how Solomon teaches the material to truly make it stick, and also with the progress statistics that they show you, so you know what to work on. I would 100% recommend it to anyone trying to pass their Series exams!

Landry Mead, Goldman Sachs Ayco Personal Financial Management. Dallas, TX