Series 79: 5.3.2. Joint Due Diligence

Taken from our Series 79 Online Guide

5.3.2. Joint Due Diligence

A firm’s research analysts can work on due diligence matters, but their work must be independent of the firm’s investment bankers. Joint due diligence refers to any due diligence activities performed by a research analyst in the presence of personnel from the firm’s investment banking departm

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