Series 22: Deferred Payments

Taken from our Series 22 Top-off Online Guide

Deferred Payments

The Securities Exchange Act generally prohibits a broker-dealer from extending or maintaining credit in connection with the distribution of a new issue in which it is participating. The Act does allow for exceptions, and an SEC ruling exempts certain DPPs. DPP offerings that are registered with the SEC and intrastate DPP offerings may be paid for in installments. The SEC calls them mandatory deferred payments, and they are allowed as long as these additional conditions hold:

• At least 50% of the purc

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Solomon Exam Prep was great! I passed my Series 22 with their materials. I failed my first time taking the exam using the Securities Institute of America's material. I was completely shocked because I did well in all my practice exams. So, I did extra research and found Solomon Exam Prep. It was exactly like the FINRA outline which was perfect. Highly suggest Solomon Exam Prep for Series 22.

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