Series 51: Municipal Fund Securities Limited Principal (Series 51)

Taken from our Series 51 Online Guide

Municipal Fund Securities Limited Principal (Series 51)

The term “Municipal Fund Securities Limited Principal” means a natural person (other than a Municipal Securities Principal) associated with a broker, dealer, or municipal securities dealer, who has filed with the MSRB and performs the functions of a Municipal Securities Principal, but only as those activities relate to transactions in municipal fund securities.

The Municipal Fund Securities Limited Principal was developed for those firms that do not gene

Since you're reading about Series 51: Municipal Fund Securities Limited Principal (Series 51), you might also be interested in:

Solomon Exam Prep Study Materials for the Series 51
Please Enable Javascript
to view this content!