Series 79: Resales By Non-Control Persons

Taken from our Series 79 Top-off Online Guide

Resales by Non-Control Persons

Non-affiliates who sell restricted securities are subject only to a holding period. If the issuer is a reporting company that is current in its SEC filings, the holding period is six months. For all other issuers, the holding

Since you're reading about Series 79: Resales By Non-Control Persons, you might also be interested in:

Solomon Exam Prep Study Materials for the Series 79
Please Enable Javascript
to view this content!