Series 53: Settlement Of Secondary Market Trading Account

Taken from our Series 53 Online Guide

Settlement of Secondary Market Trading Account

The Uniform Practice Code requires that when a customer decides to close its trading account with a broker-dealer, final settlement must be made within 30 calendar days follo

Since you're reading about Series 53: Settlement Of Secondary Market Trading Account, you might also be interested in:

Solomon Exam Prep Study Materials for the Series 53
Please Enable Javascript
to view this content!