Series 24: 2.2.2.10. Expungement Of Customer Dispute Information

Taken from our Series 24 Online Guide

2.2.2.10. Expungement of Customer Dispute Information

FINRA records disciplinary information with respect to customer complaints and any resulting arbitration awards or court judgments in FINRA Gateway. It uses this information in making its licensing and hiring decisions and provides it to BrokerCheck for public dissemination.

Broker-dealers believing the allegations against them to be false may wish to have this information removed from FINRA Gateway a

+ Read More

More Series 24 Info

What are people saying?

Create an Account

Since you're reading about Series 24: 2.2.2.10. Expungement Of Customer Dispute Information, you might also be interested in:

Series 24 - Order and Quote Features

Series 24 - Savings Incentive Match Plan for Employees (SIMPLE) IRA Plans

Series 22 - Finance Lease

Series 28 - Segregation of Funds

Series 53 - 6.3.1.2. Ledger Account Records

Series 24 - 5.7.1.3.1. Reporting to the National Securities Clearing Corporation (NSCC)

Series 14 - 6.1.6.1. Rule 137: Research by Nonparticipating Broker-Dealers

Series 24 - National Best Bid and Offer (NBBO)

Series 65 - 1.4.2.1 Basic Charts and Patterns

Series 3 - 7.1.3. Registration of Associated Persons

Series 63 - Margin and Lending Specific Rules

Series 53 - College Savings Plans

Series 53 - Transaction and Technology Assessments

Series 50 - Revenue Bonds

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I would just like to say that Solomon’s customer service was excellent. The material was clear and easy to understand and I feel that it prepared me extremely well for my exam. I found the study outline to be the most helpful in keeping me on track. I would definitely refer the material to anyone taking the Series 24. Thank you to the Solomon team for helping me pass my 24!

Tamaqua Roland, Philadelphia, PA

As easy and painless as it could ever get (Series 24)!

Francis R., Hong Kong, China

Just passed the Series 24 on my first attempt. Not an easy exam so put the time in. I used the Video Lectures and the Exam Simulator from Solomon. Great resources of information!

Shawn McClain, Natixis, Charlotte NC

This is my fourth time using Solomon's exam materials (Series 99, 7, 63, and now the 24)....and I PASSED once again on my first try. Thank you Solomon- your exam question simulator was extremely helpful!

Kim Schmidt, Elmcore Securities, Las Vegas

I passed my Series 24 today with an 80% thanks to Solomon Test Prep! I found the most benefit from using the practice exams as a learning tool, reading each answer explanation as I went along, regardless of a(n) correct/incorrect response. I found that for this exam, understanding the concepts is equally as important as memorization! Good luck!

Audrey M., Austin, TX

I was very impressed with all elements of Solomon's Series 24 offerings. Solomon provided an incredibly organized system for me to utilize, which kept me "on point" and focused. I felt good confidence going into the test because of the structured system that Solomon developed. I would certainly recommend Solomon to anyone that is taking the Series 24.

William Bundy, Bundy Group. Charlotte, NC