Series 53: Advertisements (MSRB Rule G-21)

Taken from our Series 53 Online Guide

Advertisements (MSRB Rule G-21)

An advertisement is any published material used in public media or promotional literature made available to customers or the public about the products or services of a broker-dealer. These materials include any notice, circular, report, market letter, form letter, telemarketing script, seminar text, press release, reprint of a published article, or any excerpt of any of these. An advertisement does

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