Series 99: 1.2.2.7.2 Minimum Maintenance Requirements

Taken from our Series 99 Top-off Online Guide

1.2.2.7.2  Minimum Maintenance Requirements

Margin accounts also have minimum maintenance requirements. These requirements say that account holders must maintain in equity at least 25% of the market value of the security of their account.

Let’s look at our example again. Suppose Katy’s securities decrease in value to $60,000 from her initial purchase of $100,000. She still owes her broker $50,000. H

Since you're reading about Series 99: 1.2.2.7.2 Minimum Maintenance Requirements, you might also be interested in:

Solomon Exam Prep Study Materials for the Series 99
Please Enable Javascript
to view this content!