Series 79: Identifying Potential Hurdles

Taken from our Series 79 Top-off Online Guide

Identifying Potential Hurdles

In addition to looking for benefits to the transaction, the buy-side advisor should also consider what potential corporate, structural, or legal hurdles might exist. Such hurdles could include regulatory issues or a mismatch of corporate cultures, for example. One potential impediment that a buy-side advisor should always try to identify is the existence of anti-takeover defenses.

Finding out that a seller has anti-takeover defenses in place can ruin a buy-side advisor’s day. One

+ Read More

More Series 79 Info

What are people saying?

Create an Account

Since you're reading about Series 79: Identifying Potential Hurdles, you might also be interested in:

Series 6 - 5.1. Mutual Funds

Series 7 - 17.2.2.2 OTC Link

Series 7 - 14.9. Transferring and Closing a Customer Account

Series 14 - 4.4. Customer Protection Rule

Series 7 - 18.2.3. Municipal Securities Rulemaking Board

Series 53 - Exercise

SIE - Eurobonds and Eurodollar Bonds

SIE - 8.4.4.3.3. Stop Orders

Series 24 - Compliance with Rules & Registration Requirements

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I used Solomon Exam Prep for both my Series 79 and 63, and was extremely happy with my passing results! Their system is excellent, and the exam simulator is on target. I recommend that once you've taken several full practice exams, you return to the underlying material to read it again - this helps all the details "click." Best of luck, I'd definitely recommend Solomon.

Leah Matsil, JPMorgan Chase, New York, NY

I was well prepared from using Solomon. Such much so that I finished early enough to review the questions and my answers, and determine my estimated score. Thanks! Great platform. Highly recommend using Solomon.

Max Thomas. Fort Lauderdale, FL

Solomon has been hugely helpful to me. In 2022, they helped me prepare for the SIE, Series 63, and Series 79 exams, and I passed all 3 on the first try. I give huge credit to their focused materials and suggested timelines for keeping me on track!

William Windham, Solebury. Brooklyn, NY.

Fantastic prep for my Series 79 -- and I passed again!! Thank you Solomon!

Paul Werp, Connected Vision Advisors. Mountain View, CA

I felt well prepared. Exam experience went well. The exam prep content was spot on! I had studied previously under a different exam prep course and felt the content was not doing the trick. I was not prepared and needed to rethink my study approach. Luckily after taking the Solomon course I felt completely different and very prepared! The dashboard, lectures and specific detail to the areas where I needed improvement helped me pass the test! I felt so confident thanks to the preparation process and content Solomon provided. Thank you!! It was a great experience preparing with Solomon!

Brady Johnson, Herbert J. Sims & Co., Inc., Fairfield, CT

Had a challenge the first time with another provider and switched to Solomon. I found Solomon materials to be more comprehensive and the videos were a big help for the way I learn. Thanks to everyone at Solomon for going the extra mile.

Ray Catone, Fort Lauderdale, FL