Series 7: 3.6.4 Rule G-4—Statutory Disqualifications

Taken from our Series 7 Top-off Online Guide

3.6.4 Rule G-4—Statutory Disqualifications

Municipal securities broker-dealers who have been expelled or suspended from membership in a national securities exchange or securities association or barred or suspended from associating with a member of an exchange or association because of conduct inconsistent with just and equitable principles of trade will not meet MSRB qualifications.

+ Read More

More Series 7 Info

What are people saying?

Create an Account

Since you're reading about Series 7: 3.6.4 Rule G-4—Statutory Disqualifications, you might also be interested in:

Series 65 - Chapter 8 Practice Question Answers

Series 66 - 3.6.4.7.2 Payout Options (Settlement Options)

Series 24 - Form 4

Series 66 - 4.5.6.1. Simple Options: Puts and Calls

Series 54 - Exercise

Series 27 - Section Two: Customer Protection

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

Used Solomon for my second & third time. First time I used a different company & day of test, I had no idea what I was reading. Second time, I bought Solomon a little too close to my test date, failed but had a higher score. Third Time, used strictly Solomon & passed! Cant thank Solomon enough, will recommend to everyone!

Ashley F, Citi. New York, NY

Just passed my Series 7 using Solomon Exam Prep! Have used Solomon for my Series 79 as well. Both study programs are excellent and felt well prepared sitting for my exams. Would recommend to others in the industry.

Natasha Trilli, Ocean Park. Houston, TX

In preparation for the Series 7, I began with Kaplan. I tested and did not pass. I then switched to STC materials. I tested and did not pass. I then switched to Solomon and passed! I also used Solomon for the 63 and passed the first time. I highly recommend Solomon's test preparation materials. The question bank was far more extensive than the others and I definitely felt better prepared using Solomon.

Kara S, CLS, Carrollton, TX

The series 7 quizzes were what made the study material the best. I just passed the series 7, it was my second time with Solomon. I Passed the SIE first attempt with their study material and it took me until the second attempt to pass the series 7 with their study material. The unlimited practice quizzes was what helped me pass. What an exciting day! I will be using them for the next 63 or 66!

Patrick Deal, Cape Securities. Frisco, TX

Thank you so much Solomon Prep for helping me to be able to successfully pass all three of my exams (SIE, Series 7 and Series 66) in a relatively short period of time. The exam packages were excellent! I will continue to refer people to your amazing program!

Jessica Macci, Goldman Sachs. Albany, NY

I would not have passed the Series 7 top off without the Solomon materials. The structure of the questions was the closest out of all the programs I tried and their customer support is top notch. I will definitely be back! Thank you!!

Lauren J, Westlake, TX