Series 79: Regulation S

Taken from our Series 79 Top-off Online Guide

Regulation S

Regulation S creates yet another set of nonexclusive safe harbors from the registration requirements of the Securities Act, this time for offshore securities transactions. Under Regulation S, registration is not required for offers and sales of securities that occur outside the United States, provided certain conditions are met.

The first rule of the regulation, Rule 901, establishes the general proposition that offers and sales of securities that occur outside the United States are not considered offers or s

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