Series 82: Customer Identification And Verification

Taken from our Series 82 Top-off Online Guide

Customer Identification and Verification

The USA PATRIOT Act requires member firms to use the name, address, date of birth, and Social Security number or tax identification number to independently verify the identity of the customer. This verification can be done with a current driver’s license, passport, or another government-issued identification (a Social Security card is not acceptable). The verificati

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Solomon Exam Prep Study Materials for the Series 82
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