Series 79: Exemption For Free Writing Prospectuses Of Well-Known Seasoned Issuers (Rule 163)

Taken from our Series 79 Top-off Online Guide

Exemption for Free Writing Prospectuses of Well-Known Seasoned Issuers (Rule 163)

Rule 163 creates an exemption from the Section 5(c) prohibition on pre-filing offers for certain statements by WKSIs. The idea behind this exemption is that significant information is avail

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Solomon Exam Prep Study Materials for the Series 79
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