Series 27: Specified Settlement Instructions

Taken from our Series 27 Online Guide

Specified Settlement Instructions

Occasionally, a buyer or seller cannot make delivery in a regular way settlement, and the parties may agree to a delayed settlement. This can be accomplished in one of three ways. With a delayed delivery instruction, the parties will agree at the time of the transactions to deliver at a date specified on the confirmation ticket. A seller’s option settlement allows delivery at any time, but not less than four business days after the trade date and no longer than the expirat

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Last August 2020 I passed the Series 28 on the first try using your materials. I just wanted to drop in and let you know I passed the Series 27 exam today!! I am so happy today as I took the test in Jan of this year and missed it by 3 points. I switched up my focus and really zoned in the most heavily weighted chapters. This is by far the hardest exam I have taken. Thank you Solomon for your excellent study materials. I'll be back when I pass the next one ;)

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