Series 79: Road Shows And Electronic Road Shows

Taken from our Series 79 Top-off Online Guide

Road Shows and Electronic Road Shows

A road show is a presentation about the issuer and the offering given by company management to prospective investors. A road show that is a “written communication” is considered to be a free writing prospectus. (Recall that a purely live presentation is generally not considered a written communication and therefore is not a free writing prospectus.)

A written communication in a road show

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Solomon Exam Prep Study Materials for the Series 79
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