Series 63: 4.3. Performance Guarantees

Taken from our Series 63 Online Guide

4.3. Performance Guarantees

There are very few guarantees in the investment world. In fact, with the exception of U.S. government guaranteed securities, the word “guaranteed” cannot even be used. Even in that case, you cannot guarantee a rate of return, only that a client will receive her principal and interest should she hold a government bond to its maturity (te

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