Series 79: What Is A Free Writing Prospectus (FWP)?

Taken from our Series 79 Top-off Online Guide

What Is A Free Writing Prospectus (FWP)?

To the uninitiated, “free writing prospectus” (FWP) may sound like a political slogan or a weird promotional offer. In reality, an FWP is simply a term of art for a specific kind of communication. The term comes from the use of “free writing” materials, such as newspaper reports, promotional brochures, and the like, to market securities after the effective date. The rules allow such ma

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Solomon Exam Prep Study Materials for the Series 79
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