Series 79: Schedule 13D

Taken from our Series 79 Top-off Online Guide

Schedule 13D

Under Exchange Act Rule 13d-1, anyone who directly or indirectly acquires beneficial ownership of more than 5% of a voting class of the securities of a public company must file a Schedule 13D with the SEC within 10 days after the purchase. Once a Schedule 13D is on file, the purchaser must file an amended schedule whenever there is a “material changeâ€

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