Series 3: 7.6.2.4. Initiation Of Arbitration

7.6.2.4. Initiation of Arbitration

Once an arbitration claim is filed, the NFA must promptly serve a copy of the claim to each person named as a respondent. If a guaranteed IB is named as a respondent, the NFA must promptly serve a copy of the claim on the FCM that guaranteed the IB during the time the acts involved in the claim occurred.

Once the NFA has delivered the claim, the respondent must serve the NFA with its answer and provide a copy to the claimant. Where t