Series 3: 7.5.2.1. Cautionary Statement

Taken from our Series 3

7.5.2.1. Cautionary Statement

This cautionary statement must be prominently displayed on the cover page. Prominently means in capital letters and boldface type.

The commodity futures trading commission has not passed upon the merits of participating in this trading program nor has the commission passed on the adequacy or accuracy of this disclosure document.

+ Read More

More Series 3 Info

What are people saying?

Create an Account

Since you're reading about Series 3: 7.5.2.1. Cautionary Statement, you might also be interested in:

Series 66 - 9.4.16.2. De Minimis Exception

Series 65 - Withdrawing from a Traditional IRA

Series 24 - Active Military Service

Series 24 - Securities Investor Protection Act (SIPA) and SIPC Rules Thereunder

Series 79 - Chapter 12 Practice Question Answers

Series 50 - Certificates of Deposit (CDs)

Series 52 - Chapter One

Series 50 - Powers of the Municipality

Series 7 - 9.4.1.2.2. Liabilities

Series 52 - 4.1.4.2. Position Trading

Series 24 - Member Supervisory Controls

Series 14 - 4.2.1.1. Requirement to Secure Possession or Control

Series 24 - 3.6.5. Electronic Communications and Social Media

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I would heartily recommend Solomon for anyone studying for the Series 3. The materials are comprehensive, the bank of questions vast and the responsiveness to questions incredibly impressive and detailed. I passed first time and that in no small part is down to Solomon.

David Woolfenden Totem London

I initially studied using a different exam prep course (The Securities Institute of America). I waited until I consistently passed the practice exams with a score over 90% before I took the actual exam and unfortunately I failed the exam on my first attempt. I discovered and purchased the Solomon Exam Prep and immediately noticed the studying material was more in depth. I waited until my practice exam score was consistently over 85% and I went to take the actual exam and passed. Thank you so much!! (Series 3)

Joshua Turner, J.D. Turner Capital, LLC, Baltimore, MD

Great service, practice questions and mock exams were the key to passing. (Series 3)

Darragh Lenihan, Global Commodities Holdings Limited. Singapore

I love Solomon Exam Prep! The materials are comprehensive and simulate the type of questions on the tests. And the staff is so committed to their students' success. Without them, I wouldn't have been able to pass both the 7 and the 66.

Katelyn Hritcko, Elmcore Securities, Las Vegas, NV

Passed the 52 and 53 within two months thanks to the clarity of Solomon's materials. Great product!

Jonathan Bowman, Raymond James. Ennice, NC

Taking the 63 felt like a breeze, thanks to your exam prep materials. I didn't have to flag any questions for review, and was confident throughout that I'd get to see the screen say "Pass" when it was over.
Now 3-for-3 using Solomon to help me pass a licensing exam on the first attempt. The materials are easy to digest and comprehensive, and having the ability to take high-quality practice tests prepared me well for the real exams. Very grateful to my employer for using this content, and to the team at Solomon for making it so complete and easy to use.

Andrew Nerys, Square Inc. San Francisco, CA