Series 63: Acting As Agent To Both Parties (Agency Cross Transactions)

Taken from our Series 63 Online Guide

Acting as Agent to Both Parties (Agency Cross Transactions)

Underlying the very concept of being an “investment adviser” for a client is the idea that you are working in his or her best interest. Naturally, it creates a conflict of interest when you are representing both sides of a transaction (the buyer and the seller), since to work in one person’s best int

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I failed my first test on the Series 63 because I used different study material from another company. I then bought the Solomon's Series 63 "On-line Practice Exams" and "Pass the 63" book and I just passed my Series 63 exam yesterday and I'm so happy!! Thanks so much Solomon!!!

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